# Lie group

In mathematics, a **Lie group** (pronounced "Lee") is a group that is also a differentiable manifold. A manifold is a space that locally resembles Euclidean space, whereas groups define the abstract concept of a binary operation along with the additional properties it must have to be a group, for instance multiplication and the taking of inverses (division), or equivalently, the concept of addition and the taking of inverses (subtraction). Combining these two ideas, one obtains a continuous group where points can be multiplied together, and their inverse can be taken. If, in addition, the multiplication and taking of inverses are defined to be smooth (differentiable), one obtains a Lie group.

According to the most authoritative source on the early history of Lie groups (Hawkins, p. 1), Sophus Lie himself considered the winter of 1873–1874 as the birth date of his theory of continuous groups. Hawkins, however, suggests that it was "Lie's prodigious research activity during the four-year period from the fall of 1869 to the fall of 1873" that led to the theory's creation (*ibid*). Some of Lie's early ideas were developed in close collaboration with Felix Klein. Lie met with Klein every day from October 1869 through 1872: in Berlin from the end of October 1869 to the end of February 1870, and in Paris, Göttingen and Erlangen in the subsequent two years (*ibid*, p. 2). Lie stated that all of the principal results were obtained by 1884. But during the 1870s all his papers (except the very first note) were published in Norwegian journals, which impeded recognition of the work throughout the rest of Europe (*ibid*, p. 76). In 1884 a young German mathematician, Friedrich Engel, came to work with Lie on a systematic treatise to expose his theory of continuous groups. From this effort resulted the three-volume *Theorie der Transformationsgruppen*, published in 1888, 1890, and 1893. The term *groupes de Lie* first appeared in French in 1893 in the thesis of Lie's student Arthur Tresse.^{[1]}

Lie's ideas did not stand in isolation from the rest of mathematics. In fact, his interest in the geometry of differential equations was first motivated by the work of Carl Gustav Jacobi, on the theory of partial differential equations of first order and on the equations of classical mechanics. Much of Jacobi's work was published posthumously in the 1860s, generating enormous interest in France and Germany (Hawkins, p. 43). Lie's *idée fixe* was to develop a theory of symmetries of differential equations that would accomplish for them what Évariste Galois had done for algebraic equations: namely, to classify them in terms of group theory. Lie and other mathematicians showed that the most important equations for special functions and orthogonal polynomials tend to arise from group theoretical symmetries. In Lie's early work, the idea was to construct a theory of *continuous groups*, to complement the theory of discrete groups that had developed in the theory of modular forms, in the hands of Felix Klein and Henri Poincaré. The initial application that Lie had in mind was to the theory of differential equations. On the model of Galois theory and polynomial equations, the driving conception was of a theory capable of unifying, by the study of symmetry, the whole area of ordinary differential equations. However, the hope that Lie Theory would unify the entire field of ordinary differential equations was not fulfilled. Symmetry methods for ODEs continue to be studied, but do not dominate the subject. There is a differential Galois theory, but it was developed by others, such as Picard and Vessiot, and it provides a theory of quadratures, the indefinite integrals required to express solutions.

Additional impetus to consider continuous groups came from ideas of Bernhard Riemann, on the foundations of geometry, and their further development in the hands of Klein. Thus three major themes in 19th century mathematics were combined by Lie in creating his new theory: the idea of symmetry, as exemplified by Galois through the algebraic notion of a group; geometric theory and the explicit solutions of differential equations of mechanics, worked out by Poisson and Jacobi; and the new understanding of geometry that emerged in the works of Plücker, Möbius, Grassmann and others, and culminated in Riemann's revolutionary vision of the subject.

Although today Sophus Lie is rightfully recognized as the creator of the theory of continuous groups, a major stride in the development of their structure theory, which was to have a profound influence on subsequent development of mathematics, was made by Wilhelm Killing, who in 1888 published the first paper in a series entitled *Die Zusammensetzung der stetigen endlichen Transformationsgruppen* (*The composition of continuous finite transformation groups*) (Hawkins, p. 100). The work of Killing, later refined and generalized by Élie Cartan, led to classification of semisimple Lie algebras, Cartan's theory of symmetric spaces, and Hermann Weyl's description of representations of compact and semisimple Lie groups using highest weights.

In 1900 David Hilbert challenged Lie theorists with his Fifth Problem presented at the International Congress of Mathematicians in Paris.

Weyl brought the early period of the development of the theory of Lie groups to fruition, for not only did he classify irreducible representations of semisimple Lie groups and connect the theory of groups with quantum mechanics, but he also put Lie's theory itself on firmer footing by clearly enunciating the distinction between Lie's *infinitesimal groups* (i.e., Lie algebras) and the Lie groups proper, and began investigations of topology of Lie groups.^{[2]} The theory of Lie groups was systematically reworked in modern mathematical language in a monograph by Claude Chevalley.

Lie groups are smooth differentiable manifolds and as such can be studied using differential calculus, in contrast with the case of more general topological groups. One of the key ideas in the theory of Lie groups is to replace the *global* object, the group, with its *local* or linearized version, which Lie himself called its "infinitesimal group" and which has since become known as its Lie algebra.

Lie groups play an enormous role in modern geometry, on several different levels. Felix Klein argued in his Erlangen program that one can consider various "geometries" by specifying an appropriate transformation group that leaves certain geometric properties invariant. Thus Euclidean geometry corresponds to the choice of the group E(3) of distance-preserving transformations of the Euclidean space **R**^{3}, conformal geometry corresponds to enlarging the group to the conformal group, whereas in projective geometry one is interested in the properties invariant under the projective group. This idea later led to the notion of a G-structure, where *G* is a Lie group of "local" symmetries of a manifold.

Lie groups (and their associated Lie algebras) play a major role in modern physics, with the Lie group typically playing the role of a symmetry of a physical system. Here, the representations of the Lie group (or of its Lie algebra) are especially important. Representation theory is used extensively in particle physics. Groups whose representations are of particular importance include the rotation group SO(3) (or its double cover SU(2)), the special unitary group SU(3) and the Poincaré group.

On a "global" level, whenever a Lie group acts on a geometric object, such as a Riemannian or a symplectic manifold, this action provides a measure of rigidity and yields a rich algebraic structure. The presence of continuous symmetries expressed via a Lie group action on a manifold places strong constraints on its geometry and facilitates analysis on the manifold. Linear actions of Lie groups are especially important, and are studied in representation theory.

In the 1940s–1950s, Ellis Kolchin, Armand Borel, and Claude Chevalley realised that many foundational results concerning Lie groups can be developed completely algebraically, giving rise to the theory of algebraic groups defined over an arbitrary field. This insight opened new possibilities in pure algebra, by providing a uniform construction for most finite simple groups, as well as in algebraic geometry. The theory of automorphic forms, an important branch of modern number theory, deals extensively with analogues of Lie groups over adele rings; *p*-adic Lie groups play an important role, via their connections with Galois representations in number theory.

A **real Lie group** is a group that is also a finite-dimensional real smooth manifold, in which the group operations of multiplication and inversion are smooth maps. Smoothness of the group multiplication

means that *μ* is a smooth mapping of the product manifold *G* × *G* into *G*. The two requirements can be combined to the single requirement that the mapping

We now present an example of a group with an uncountable number of elements that is not a Lie group under a certain topology. The group given by

All of the preceding examples fall under the heading of the classical groups.

Hilbert's fifth problem asked whether replacing differentiable manifolds with topological or analytic ones can yield new examples. The answer to this question turned out to be negative: in 1952, Gleason, Montgomery and Zippin showed that if *G* is a topological manifold with continuous group operations, then there exists exactly one analytic structure on *G* which turns it into a Lie group (see also Hilbert–Smith conjecture). If the underlying manifold is allowed to be infinite-dimensional (for example, a Hilbert manifold), then one arrives at the notion of an infinite-dimensional Lie group. It is possible to define analogues of many Lie groups over finite fields, and these give most of the examples of finite simple groups.

The language of category theory provides a concise definition for Lie groups: a Lie group is a group object in the category of smooth manifolds. This is important, because it allows generalization of the notion of a Lie group to Lie supergroups.

Then a *Lie group* is defined as a topological group that (1) is locally isomorphic near the identities to an immersely linear Lie group and (2) has at most countably many connected components. Showing the topological definition is equivalent to the usual one is technical (and the beginning readers should skip the following) but is done roughly as follows:

The topological definition implies the statement that if two Lie groups are isomorphic as topological groups, then they are isomorphic as Lie groups. In fact, it states the general principle that, to a large extent, *the topology of a Lie group* together with the group law determines the geometry of the group.

Lie groups occur in abundance throughout mathematics and physics. Matrix groups or algebraic groups are (roughly) groups of matrices (for example, orthogonal and symplectic groups), and these give most of the more common examples of Lie groups.

Some examples of groups that are *not* Lie groups (except in the trivial sense that any group having at most countably many elements can be viewed as a 0-dimensional Lie group, with the discrete topology), are:

To every Lie group we can associate a Lie algebra whose underlying vector space is the tangent space of the Lie group at the identity element and which completely captures the local structure of the group. Informally we can think of elements of the Lie algebra as elements of the group that are "infinitesimally close" to the identity, and the Lie bracket of the Lie algebra is related to the commutator of two such infinitesimal elements. Before giving the abstract definition we give a few examples:

The concrete definition given above for matrix groups is easy to work with, but has some minor problems: to use it we first need to represent a Lie group as a group of matrices, but not all Lie groups can be represented in this way, and it is not even obvious that the Lie algebra is independent of the representation we use.^{[12]} To get around these problems we give the general definition of the Lie algebra of a Lie group (in 4 steps):

We could also define a Lie algebra structure on *T _{e}* using right invariant vector fields instead of left invariant vector fields. This leads to the same Lie algebra, because the inverse map on

*G*can be used to identify left invariant vector fields with right invariant vector fields, and acts as −1 on the tangent space

*T*.

_{e}The Lie algebra structure on *T _{e}* can also be described as follows:
the commutator operation

on *G* × *G* sends (*e*, *e*) to *e*, so its derivative yields a bilinear operation on *T _{e}G*. This bilinear operation is actually the zero map, but the second derivative, under the proper identification of tangent spaces, yields an operation that satisfies the axioms of a Lie bracket, and it is equal to twice the one defined through left-invariant vector fields.

If *G* and *H* are Lie groups, then a Lie group homomorphism *f* : *G* → *H* is a smooth group homomorphism. In the case of complex Lie groups, such a homomorphism is required to be a holomorphic map. However, these requirements are a bit stringent; every continuous homomorphism between real Lie groups turns out to be (real) analytic.^{[13]}

Isomorphic Lie groups necessarily have isomorphic Lie algebras; it is then reasonable to ask how isomorphism classes of Lie groups relate to isomorphism classes of Lie algebras.

The first result in this direction is Lie's third theorem, which states that every finite-dimensional, real Lie algebra is the Lie algebra of some (linear) Lie group. One way to prove Lie's third theorem is to use Ado's theorem, which says every finite-dimensional real Lie algebra is isomorphic to a matrix Lie algebra. Meanwhile, for every finite-dimensional matrix Lie algebra, there is a linear group (matrix Lie group) with this algebra as its Lie algebra.^{[14]}

On the other hand, Lie groups with isomorphic Lie algebras need not be isomorphic. Furthermore, this result remains true even if we assume the groups are connected. To put it differently, the *global* structure of a Lie group is not determined by its Lie algebra; for example, if *Z* is any discrete subgroup of the center of *G* then *G* and *G*/*Z* have the same Lie algebra (see the table of Lie groups for examples). An example of importance in physics are the groups SU(2) and SO(3). These two groups have isomorphic Lie algebras,^{[15]} but the groups themselves are not isomorphic, because SU(2) is simply connected but SO(3) is not.^{[16]}

On the other hand, if we require that the Lie group be simply connected, then the global structure is determined by its Lie algebra: two simply connected Lie groups with isomorphic Lie algebras are isomorphic.^{[17]} (See the next subsection for more information about simply connected Lie groups.) In light of Lie's third theorem, we may therefore say that there is a one-to-one correspondence between isomorphism classes of finite-dimensional real Lie algebras and isomorphism classes of simply connected Lie groups.

Lie's third theorem says that every finite-dimensional real Lie algebra is the Lie algebra of a Lie group. It follows from Lie's third theorem and the preceding result that every finite-dimensional real Lie algebra is the Lie algebra of a *unique* simply connected Lie group.

Methods for determining whether a Lie group is simply connected or not are discussed in the article on fundamental groups of Lie groups.

The definition above is easy to use, but it is not defined for Lie groups that are not matrix groups, and it is not clear that the exponential map of a Lie group does not depend on its representation as a matrix group. We can solve both problems using a more abstract definition of the exponential map that works for all Lie groups, as follows.

(In short, exp is a natural transformation from the functor Lie to the identity functor on the category of Lie groups.)

The exponential map from the Lie algebra to the Lie group is not always onto, even if the group is connected (though it does map onto the Lie group for connected groups that are either compact or nilpotent). For example, the exponential map of SL(2, **R**) is not surjective. Also, the exponential map is neither surjective nor injective for infinite-dimensional (see below) Lie groups modelled on *C*^{∞} Fréchet space, even from arbitrary small neighborhood of 0 to corresponding neighborhood of 1.

The case of a connected compact Lie group *K* (including the just-mentioned case of SO(3)) is particularly tractable.^{[22]} In that case, every finite-dimensional representation of *K* decomposes as a direct sum of irreducible representations. The irreducible representations, in turn, were classified by Hermann Weyl. The classification is in terms of the "highest weight" of the representation. The classification is closely related to the .

One can also study (in general infinite-dimensional) unitary representations of an arbitrary Lie group (not necessarily compact). For example, it is possible to give a relatively simple explicit description of the representations of the group SL(2,R) and the representations of the Poincaré group.

Lie groups may be thought of as smoothly varying families of symmetries. Examples of symmetries include rotation about an axis. What must be understood is the nature of 'small' transformations, for example, rotations through tiny angles, that link nearby transformations. The mathematical object capturing this structure is called a Lie algebra (Lie himself called them "infinitesimal groups"). It can be defined because Lie groups are smooth manifolds, so have tangent spaces at each point.

The Lie algebra of any compact Lie group (very roughly: one for which the symmetries form a bounded set) can be decomposed as a direct sum of an abelian Lie algebra and some number of simple ones. The structure of an abelian Lie algebra is mathematically uninteresting (since the Lie bracket is identically zero); the interest is in the simple summands. Hence the question arises: what are the simple Lie algebras of compact groups? It turns out that they mostly fall into four infinite families, the "classical Lie algebras" A_{n}, B_{n}, C_{n} and D_{n}, which have simple descriptions in terms of symmetries of Euclidean space. But there are also just five "exceptional Lie algebras" that do not fall into any of these families. E_{8} is the largest of these.

Lie groups are classified according to their algebraic properties (simple, semisimple, solvable, nilpotent, abelian), their connectedness (connected or simply connected) and their compactness.

A first key result is the Levi decomposition, which says that every simply connected Lie group is the semidirect product of a solvable normal subgroup and a semisimple subgroup.

The identity component of any Lie group is an open normal subgroup, and the quotient group is a discrete group. The universal cover of any connected Lie group is a simply connected Lie group, and conversely any connected Lie group is a quotient of a simply connected Lie group by a discrete normal subgroup of the center. Any Lie group *G* can be decomposed into discrete, simple, and abelian groups in a canonical way as follows. Write

This can be used to reduce some problems about Lie groups (such as finding their unitary representations) to the same problems for connected simple groups and nilpotent and solvable subgroups of smaller dimension.

Lie groups are often defined to be finite-dimensional, but there are many groups that resemble Lie groups, except for being infinite-dimensional. The simplest way to define infinite-dimensional Lie groups is to model them locally on Banach spaces (as opposed to Euclidean space in the finite-dimensional case), and in this case much of the basic theory is similar to that of finite-dimensional Lie groups. However this is inadequate for many applications, because many natural examples of infinite-dimensional Lie groups are not Banach manifolds. Instead one needs to define Lie groups modeled on more general locally convex topological vector spaces. In this case the relation between the Lie algebra and the Lie group becomes rather subtle, and several results about finite-dimensional Lie groups no longer hold.

The literature is not entirely uniform in its terminology as to exactly which properties of infinite-dimensional groups qualify the group for the prefix *Lie* in *Lie group*. On the Lie algebra side of affairs, things are simpler since the qualifying criteria for the prefix *Lie* in *Lie algebra* are purely algebraic. For example, an infinite-dimensional Lie algebra may or may not have a corresponding Lie group. That is, there may be a group corresponding to the Lie algebra, but it might not be nice enough to be called a Lie group, or the connection between the group and the Lie algebra might not be nice enough (for example, failure of the exponential map to be onto a neighborhood of the identity). It is the "nice enough" that is not universally defined.