Kingdom of Khotan
The Kingdom of Khotan was an ancient Iranian Saka Buddhist kingdom located on the branch of the Silk Road that ran along the southern edge of the Taklamakan Desert in the Tarim Basin (modern Xinjiang, China). The ancient capital was originally sited to the west of modern-day Hotan (Chinese: 和田) at Yotkan. From the Han dynasty until at least the Tang dynasty it was known in Chinese as Yutian (Chinese: 于闐, 于窴, or 於闐). This largely Buddhist kingdom existed for over a thousand years until it was conquered by the Muslim Kara-Khanid Khanate in 1006, during the Islamicisation and Turkicisation of Xinjiang.
Built on an oasis, Khotan's mulberry groves allowed the production and export of silk and carpets, in addition to the city's other major products such as its famous nephrite jade and pottery. Despite being a significant city on the silk road as well as a notable source of jade for ancient China, Khotan itself is relatively small – the circumference of the ancient city of Khotan at Yōtkan was about 2.5 to 3.2 km (1.5 to 2 miles). Much of the archaeological evidence of the ancient city of Khotan however had been obliterated due to centuries of treasure hunting by local people.
The inhabitants of Khotan used Khotanese, an Eastern Iranian language, and Gandhari Prakrit, an Indo-Aryan language related to Sanskrit. There is debate as to how much Khotan's original inhabitants were ethnically and anthropologically South Asian and speakers of the Gāndhārī language versus the Saka, an Indo-European people of Iranian branch from the Eurasian Steppe. From the 3rd century onwards they also had a visible linguistic influence on the Gāndhārī language spoken at the royal court of Khotan. The Khotanese Saka language was also recognized as an official court language by the 10th century and used by the Khotanese rulers for administrative documentation.
The kingdom of Khotan was given various names and transcriptions. The ancient Chinese called Khotan Yutian (于闐, its ancient pronunciation was gi̯wo-d'ien or ji̯u-d'ien) also written as 于窴 and other similar-sounding names such as Yudun (于遁), Huodan (豁旦), and Qudan (屈丹). Sometimes they also used Jusadanna (瞿薩旦那), derived from Indo-Iranian Gostan and Gostana, the names of the town and region around it respectively. Others include Huanna (渙那). To the Tibetans in the seventh and eight centuries, the kingdom was called Li (or Li-yul) and the capital city Hu-ten, Hu-den, Hu-then and Yvu-then.
The name as written by the locals changed over time; in about the third century AD, the local people wrote Khotana in Kharoṣṭhī script, and Hvatäna in the Brahmi script some time later. From this came Hvamna and Hvam in their latest texts, where Hvam kṣīra or 'the land of Khotan' was the name given. Khotan became known to the west while the –t- was still unchanged, as is frequent in early New Persian. The local people also used Gaustana (Gostana or Kustana) under the influence of Buddhist Hybrid Sanskrit, and Yūttina in the ninth century, when it was allied with the Sinicised kingdom of Șacū (Shazhou or Dunhuang).
The geographical position of the oasis was the main factor in its success and wealth. To its north is one of the most arid and desolate desert climates on the earth, the Taklamakan Desert, and to its south the largely uninhabited Kunlun Mountains (Qurum). To the east there were few oasis beyond Niya making travel difficult, and access is only relatively easy from the west.
Khotan was irrigated from the Yurung-kàsh and Kara-kàsh rivers, which water the Tarim Basin. These two rivers produce vast quantities of water which made habitation possible in an otherwise arid climate. The position next to the mountain not only provided irrigation for crops but it also increased the fertility of the land as the rivers reduce the gradient and deposited their sediment, creating a more fertile soil. This therefore increased the productivity of the agricultural industry which has made Khotan famous for its cereal crops and fruits. Therefore, Khotan's lifeline was its vicinity to the Kunlun mountain range and without this Khotan would not have become one of the largest and most successful oasis cities along the Silk Roads.
The kingdom of Khotan was one of the many small states found in the Tarim Basin that included Yarkand, Loulan (Shanshan), Turfan, Kashgar, Karashahr, and Kucha (the last three together with Khotan made up the four Garrisons during the Tang dynasty). To the west were Central Asian kingdoms of Sogdiana and Bactria. It was surrounded by powerful neighbours, such as the Kushan Empire, China, Tibet, and for a time the Xiongnu, all of which had exerted or tried to exert their influence over Khotan at various times.
From an early period, the Tarim Basin had been inhabited by different groups of Indo-European speakers such as the Tocharians and Saka people. Jade from Khotan had been traded into China for a long time before the founding of the city, as indicated by items made of jade from Khotan found in tombs from the Shang (Yin) and Zhou dynasties. The jade trade is thought to have been facilitated by the Yuezhi.
There are four versions of the legend of the founding of Khotan, these may be found in accounts given by the Chinese pilgrim Xuanzang and in Tibetan translations of Khotanese documents. All four versions suggest that the city was founded around the third century BC by a group of Indians during the reign of Ashoka. According to one version, the nobles of a tribe in ancient Taxila, who traced their ancestry to the deity Vaiśravaṇa, were said to have blinded Kunãla, a son of Ashoka. In punishment they were banished by the Mauryan emperor to the north of the Himalayas, where they settled in Khotan and elected one of their members as king. However war then ensued with another group from China whose leader then took over as king, and the two colonies merged. In a different version, it was Kunãla himself who was exiled and founded Khotan.
The legend suggests that Khotan was settled by people from northwest India and China, and may explain the division of Khotan into an eastern and western city since the Han dynasty. Others however argued that the legend of the founding of Khotan is a fiction as it ignores the Iranian population, and that its purpose was to explain the Indian and Chinese influences that were present in Khotan in the 7th century AD. By Xuanzang's account, it was believed that the royal power had been transmitted unbroken since the founding of Khotan, and evidence indicates that the kings of Khotan used an Iranian-based word as their title since at least the 3rd century AD, suggesting that they may be speakers of an Iranian language.
In the 1900s, Aurel Stein discovered Prakrit documents written Kharoṣṭhī in Niya, and together with the founding legend of Khotan, Stein proposed that these people in the Tarim Basin were Indian immigrants from Taxila who conquered and colonized Khotan. The use of Prakrit however may be a legacy of the influence of the Kushan Empire. There were also Greek influences in early Khotan based on evidence such as Hellenistic artworks found at various sites in the Tarim Basin, for example, the Sampul tapestry found near Khotan, tapestries depicting the Greek god Hermes and the winged pegasus found at nearby Loulan, as well as ceramics that may suggest influences from as far as the Hellenistic kingdom of the Ptolemaic Egypt. One suggestion is therefore that the early migrants to the region may have been an ethnically mixed people from the city of Taxila led by a Greco-Saka or an Indo-Greek leader, and established Khotan using the administrative and social organizations of the Greco-Bactrian Kingdom.
Surviving documents from Khotan of later centuries indicate that the people of Khotan spoke the Saka language, an Eastern Iranian language that was closely related to the Sogdian language (of Sogdiana); as an Indo-European language, Saka was more distantly related to the Tocharian languages (also known as Agnean-Kuchean) spoken in adjoining areas of the Tarim Basin. It also shared areal features with Tocharian. It is not certain when the Saka people moved into the Khotan area. Archaeological evidence from Shanpula (Sampul) near Khotan may indicate a settled Saka population in the last quarter of the first millennium BC, although some have suggested they may not have moved there until after the founding of the city. The Saka may have inhabited other parts of the Tarim Basin earlier – presence of a people believed to be Saka had been found in the Keriya region at Yumulak Kum (Djoumboulak Koum, Yuansha) around 200 km east of Khotan, possibly as early as the 7th century BC.
The Saka people were known as the Sai (塞, sāi, sək in Old Sinitic) in ancient Chinese records. These records indicate that they originally inhabited the Ili and Chu River valleys of modern Kyrgyzstan and Kazakhstan. In the Chinese Book of Han, the area was called the "land of the Sai", i.e. the Saka. According to the Sima Qian's Shiji, the Indo-European Yuezhi, originally from the area between Tängri Tagh (Tian Shan) and Dunhuang of Gansu, China, were assaulted and forced to flee from the Hexi Corridor of Gansu by the Mongolic forces of the Xiongnu ruler Modu Chanyu in 177-176 BC. In turn the Yuezhi were responsible for attacking and pushing the Sai (i.e. Saka) south. The Saka crossed the Syr Darya into Bactria around 140 B.C. Later the Saka would also move into Northern India, as well as other Tarim Basin sites like Khotan, Karasahr (Yanqi), Yarkand (Shache) and Kucha (Qiuci). One suggestion is that the Saka become Hellenized in the Greco-Bactrian Kingdom, and they or an ethnically-mixed Greco-Scythians either migrated to Yarkand and Khotan, or a bit earlier from Taxila in the Indo-Greek Kingdom.
Documents written in Prakrit dating to 3rd-century AD from neighbouring Shanshan show that the king of Khotan was given the title hinajha (i.e. "generalissimo"), a distinctively Iranian-based word equivalent to the Sanskrit title senapati. This along with the fact that the king's recorded regnal periods were given as Khotanese kṣuṇa, "implies an established connection between the Iranian inhabitants and the royal power," according to the late Professor of Iranian Studies Ronald E. Emmerick (d. 2001). He contended that Khotanese-Saka-language royal rescripts of Khotan dated to the 10th century "makes it likely that the ruler of Khotan was a speaker of Iranian." Furthermore, he elaborated on the early name of Khotan:
The name of Khotan is attested in a number of spellings, of which the oldest form is hvatana, in texts of approximately the 7th to the 10th century AD written in an Iranian language itself called hvatana by the writers. The same name is attested also in two closely related Iranian dialects, Sogdian and Tumshuq...Attempts have accordingly been made to explain it as Iranian, and this is of some importance historically. My own preference is for an explanation connecting it semantically with the name Saka, for the Iranian inhabitants of Khotan spoke a language closely related to that used by the used by the Sakas in the north-west of India from the first century B.C. onwards.
Later Khotanese-Saka-language documents, ranging from medical texts to Buddhist literature, have been found in Khotan and Tumshuq (northeast of Kashgar). Similar documents in the Khotanese-Saka language dating mostly to the 10th century have been found in Dunhuang.
In the second century BC a Khotanese king helped the famous ruler Kanishka of the Kushan Empire of South Asia (founded by the Indo-Iranian Yuezhi people) to conquer the key town of Saket in the Middle kingdoms of India: [a]
Afterwards king Vijaya Krīti, for whom a manifestation of the Ārya Mañjuśrī, the Arhat called Spyi-pri who was propagating the religion (dharma) in Kam-śeṅ [a district of Khotan] was acting as pious friend, through being inspired with faith, built the vihāra of Sru-ño. Originally, King Kanika, the king of Gu-zar [Kucha] and the Li [Khotanese] ruler, King Vijaya Krīti, and others led an army into India, and when they captured the city called So-ked [Saketa], King Vijaya Krīti obtained many relics and put them in the stūpa of Sru-ño.
Khotan began to exert its power in the first century AD. It was first ruled by Yarkand, but revolted in 25-57 AD and took Yarkand and the territory as far as Kashgar, thereby gaining control part of the southern silk road. The town grew very quickly after local trade developed into the interconnected chain of silk routes across Eurasia.
During the Yongping period (58-76 AD), in the reign of Emperor Ming, Xiumo Ba, a Khotanese general, rebelled against Suoju (Yarkand), and made himself king of Yutian (in 60 AD). On the death of Xiumo Ba, Guangde, son of his elder brother, assumed power and then (in 61 AD) defeated Suoju (Yarkand). His kingdom became very prosperous after this. From Jingjue (Niya) northwest, as far as Kashgar thirteen kingdoms submitted to him. Meanwhile, the king of Shanshan (the Lop Nor region, capital Charklik) had also begun to prosper. From then on, these two kingdoms were the only major ones on the Southern Route in the whole region to the east of the Congling (Pamir Mountains).
King Guangde of Khotan submitted to the Han dynasty in 73 AD. Khotan at the time had relation with the Xiongnu, who during the reign of Emperor Ming of Han (57-75 AD) invaded Khotan and forced the Khotanese court to pay them large annual amounts of tribute in the form of silk and tapestries. When the Han military officer Ban Chao went to Khotan, he was received by the King with minimal courtesy. The soothsayer to the King suggested that he should demand the horse of Ban, and Ban killed the soothsayer on the spot. The King, impressed by Ban's action, then killed the Xiongnu agent in Khotan and offered his allegiance to Han.
By the time of the Han dynasty exerted its dominance over Khotan, the population had more than quadrupled. The Book of the Later Han, covering 6 to 189 AD, says:
The main centre of the kingdom of Yutian (Khotan) is the town of Xicheng ("Western Town", Yotkan). It is 5,300 li (c.2,204 km) from the residence of the Senior Clerk [in Lukchun], and 11,700 li (c.4,865 km) from Luoyang. It controls 32,000 households, 83,000 individuals, and more than 30,000 men able to bear arms.
Han influence on Khotan, however, would diminished when Han power declined.[web 3]
The Tibetans later defeated the Chinese and took control of the Four Garrisons. Khotan was first taken in 665, and the Khotanese helped the Tibetans to conquer Aksu. Tang China later regained control in 692, but eventually lost control of the entire Western Regions after it was weakened considerably by the An Lushan Rebellion.
After the Tang dynasty, Khotan formed an alliance with the rulers of Dunhuang. The Buddhist entitites of Dunhuang and Khotan had a tight-knit partnership, with intermarriage between Dunhuang and Khotan's rulers and Dunhuang's Mogao grottos and Buddhist temples being funded and sponsored by the Khotan royals, whose likenesses were drawn in the Mogao grottoes.
Khotan was conquered by the Tibetan Empire in 792 and gained its independence in 851.
In the 10th century, the Iranic Saka Buddhist Kingdom of Khotan was the only city-state that was not conquered yet by the Turkic Uyghur (Buddhist) and the Turkic Qarakhanid (Muslim) states. During the latter part of the tenth century, Khotan became engaged in a struggle against the Kara-Khanid Khanate. The Islamic conquests of the Buddhist cities east of Kashgar began with the conversion of the Karakhanid Sultan Satuq Bughra Khan to Islam in 934. Satuq Bughra Khan and later his son Musa directed endeavors to proselytize Islam among the Turks and engage in military conquests, and a long war ensued between Islamic Kashgar and Buddhist Khotan. Satuq Bughra Khan's nephew or grandson Ali Arslan was said to have been killed during the war with the Buddhists. Khotan briefly took Kashgar from the Kara-Khanids in 970, and according to Chinese accounts, the King of Khotan offered to send in tribute to the Chinese court a dancing elephant captured from Kashgar.
Accounts of the war between the Karakhanid and Khotan were given in Taẕkirah of the Four Sacrificed Imams, written sometime in the period from 1700-1849 in the Eastern Turkic language (modern Uyghur) in Altishahr probably based on an older oral tradition. It contains a story about four Imams from Mada'in city (possibly in modern-day Iraq) who helped the Qarakhanid leader Yusuf Qadir Khan conquered Khotan, Yarkand, and Kashgar. There were years of battles where "blood flows like the Oxus", "heads litter the battlefield like stones" until the "infidels" were defeated and driven towards Khotan by Yusuf Qadir Khan and the four Imams. The imams however were assassinated by the Buddhists prior to the last Muslim victory. Despite their foreign origins, they are viewed as local saints by the current Muslim population in the region. In 1006, the Muslim Kara-Khanid ruler Yusuf Kadir (Qadir) Khan of Kashgar conquered Khotan, ending Khotan's existence as an independent Buddhist state. Some communications between Khotan and Song China continued intermittently, but it was noted in 1063 in a Song source that the ruler of Khotan referred to himself as kara-khan, indicating dominance of the Karakhanids over Khotan.
It has been suggested Buddhists in Dunhuang, alarmed by the conquest of Khotan and ending of Buddhism there, sealed Cave 17 of the Mogao Caves containing the Dunhuang manuscripts so to protect them. The Karakhanid Turkic Muslim writer Mahmud al-Kashgari recorded a short Turkic language poem about the conquest:
According to Kashgari who wrote in the 11th century, the inhabitants of Khotan still spoke a different language and did not know the Turkic language well. It is however believed that the Turkic languages became the lingua franca throughout the Tarim Basin by the end of the 11th century.
(Some names are in modern Mandarin pronunciations based on ancient Chinese records)
The kingdom was one of the major centres of Buddhism, and up until the 11th century, the vast majority of the population was Buddhist. Initially, the people of the kingdom were not Buddhist, and Buddhism was said to have been adopted in the reign of Vijayasambhava in the first century BC, some 170 years after the founding of Khotan. However, an account by the Han general Ban Chao suggested that the people of Khotan in 73 AD still appeared to practice Mazdeism or Shamanism. His son Ban Yong who spent time in the Western Regions also did not mention Buddhism there, and with the absence of Buddhist art in the region before the beginning of Eastern Han, it has also been suggested that Buddhism may not have been adopted in the region until the middle of the second century AD.
The country is prosperous and the people are numerous; without exception they have faith in the Dharma and they entertain one another with religious music. The community of monks numbers several tens of thousands and they belong mostly to the Mahayana.[web 3]
It differed in this respect to Kucha, a Śrāvakayāna-dominated kingdom on the opposite side of the desert. Faxian's account of the city states it had fourteen large and many small viharas. Many foreign languages, including Chinese, Sanskrit, Prakrits, Apabhraṃśas and Classical Tibetan were used in cultural exchange.
Despite scant information on the socio-political structures of Khotan, the shared geography of the Tarim city-states and similarities in archaeological findings throughout the Tarim Basin enable some conclusions on Khotanese life. A seventh-century Chinese pilgrim named Xuanzang described Khotan as having limited arable land but apparently particularly fertile, able to support "cereals and producing an abundance of fruits". He further commented that the city "manufactures carpets and fine-felts and silks" as well as "dark and white jade". The city's economy was chiefly based upon water from oases for irrigation and the manufacture of traded goods.
Xuanzang also praised the culture of Khotan, commenting that its people "love to study literature", and said "[m]usic is much practiced in the country, and men love song and dance." The "urbanity" of the Khotan people is also mentioned in their dress, that of ‘light silks and white clothes’ as opposed to more rural "wools and furs".
Khotan was the first place outside of inland China to begin cultivating silk. The legend, repeated in many sources, and illustrated in murals discovered by archaeologists, is that a Chinese princess brought silkworm eggs hidden in her hair when she was sent to marry the Khotanese king. This probably took place in the first half of the 1st century AD but is disputed by a number of scholars.
One version of the story is told by the Chinese Buddhist monk Xuanzang who describes the covert transfer of silkworms to Khotan by a Chinese princess. Xuanzang, on his return from India between 640 and 645, crossed Central Asia passing through the kingdoms of Kashgar and Khotan (Yutian in Chinese).
According to Xuazang, the introduction of sericulture to Khotan occurred in the first quarter of the 5th century. The King of Khotan wanted to obtain silkworm eggs, mulberry seeds and Chinese know-how - the three crucial components of silk production. The Chinese court had strict rules against these items leaving China, to maintain the Chinese monopoly on silk manufacture. Xuanzang wrote that the King of Khotan asked for the hand of a Chinese princess in marriage as a token of his allegiance to the Chinese emperor. The request was granted, and an ambassador was sent to the Chinese court to escort the Chinese princess to Khotan. He advised the princess that she would need to bring silkworms and mulberry seeds in order to make herself robes in Khotan and to make the people prosperous. The princess concealed silkworm eggs and mulberry seeds in her headdress and smuggled them through the Chinese frontier. According to his text, silkworm eggs, mulberry trees and weaving techniques passed from Khotan to India, and from there eventually reached Europe.
Khotan, throughout and before the Silk Roads period, was a prominent trading oasis on the southern route of the Tarim Basin – the only major oasis "on the sole water course to cross the desert from the south". Aside from the geographical location of the towns of Khotan it was also important for its wide renown as a significant source of nephrite jade for export to China.
There has been a long history of trade of jade from Khotan to China. Jade pieces from the Tarim Basin have been found in Chinese archaeological sites. Chinese carvers in Xinglongwa and Chahai had been carving ring-shaped pendants "from greenish jade from Khotan as early as 5000 BC". The hundreds of jade pieces found in the tomb of Fuhao from the late Shang dynasty by Zheng Zhenxiang and her team all originated from Khotan. According to the Chinese text Guanzi, the Yuezhi, described in the book as Yuzhi 禺氏, or Niuzhi 牛氏, supplied jade to the Chinese. It would seem, from secondary sources, the prevalence of jade from Khotan in ancient Chinese is due to its quality and the relative lack of such jade elsewhere.
Xuanzang also observed jade on sale in Khotan in 645 and provided a number of examples of the jade trade.
At the cemetery in Sampul (Chinese: 山普拉), ~14 km from the archaeological site of Khotan in Lop County, where Hellenistic art such as the Sampul tapestry has been found (its provenance most likely from the nearby Greco-Bactrian Kingdom), the local inhabitants buried their dead there from roughly 217 BC to 283 AD. Mitochondrial DNA analysis of the human remains has revealed genetic affinities to peoples from the Caucasus, specifically a maternal lineage linked to Ossetians and Iranians, as well as an Eastern-Mediterranean paternal lineage. Seeming to confirm this link, from historical accounts it is known that Alexander the Great, who married a Sogdian woman from Bactria named Roxana, encouraged his soldiers and generals to marry local women; consequentially the later kings of the Seleucid Empire and Greco-Bactrian Kingdom had a mixed Persian-Greek ethnic background.